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1921 Palomar Oaks Way, Suite 106

Carlsbad, CA 92008

Ph: 760-476-1966 | Fax: 760-683-5148

Landry Financial Code of Ethics

We have established a professional code of ethics, which is adopted by all of our staff.

  • We will place the interests of our clients first.
  • We will continually seek to maintain and improve our professional knowledge, skills and competence.
  • We will obey applicable laws and regulations and avoid any conduct or activity which would cause unjust harm to those who rely upon our professional judgment and skill.

AIF® Code of Ethics

In addition to the Landry Financial Code of Ethics, our financial professionals who have earned the Accredited Investment Fiduciary®, (AIF®), designation comply with the AIF® Code of Ethics. The AIF® Code of Ethics, and its principles and obligations, are in addition to those set forth by any other Code that governs professional and ethical conduct.

To our clients, we will:

  • Employ and provide the client information on the Practices defined by the Foundation for Fiduciary Studies when serving as an investment fiduciary and/or advising other investment fiduciaries.

  • Act with honesty and integrity and avoid conflicts of interest, real or perceived.

  • Ensure the timely and understandable disclosure of relevant information that is accurate, complete, and objective.

  • Be responsible when determining the value of our services and our form of compensation; taking into consideration the time, skill, experience, and special circumstances involved in providing our services.

  • Know the limits of our expertise, and refer our clients to colleagues and/or other professionals in connection with issues beyond our knowledge and skills.

  • Respect the confidentiality of information acquired in the course of our work, and not disclose such information to others, except when authorized or otherwise legally obligated to do so. We will not use confidential information acquired in the course of our work for our personal advantage.

  • Not exploit any relationship or responsibility that has been entrusted to us.

To our community (whether defined by work, family, and/or friends), we will:

  • Proactively promote and be a steward of ethical behavior as a responsible partner among our peers in the work environment and in our community.

  • Ensure that the overall promotion of our practice is implemented in the best interests of our profession.

  • Seek, accept, and offer honest criticism of technical work; acknowledge and correct errors; and properly credit the contributions of others.

  • Use corporate assets and resources employed or entrusted to us in a responsible manner.

  • Continue to improve our knowledge and skills, share ideas and information with colleagues, and assist them in their professional development.